Christine Fornes

Deputy Chief Compliance Officer

Bio

Christine has an extensive background in investment adviser compliance and is responsible for managing QHP Capital’s compliance program.
Prior to joining QHP Capital, Ms. Fornes was VP, Director of Operations at Fairview Investment Services, LLC, a compliance consulting firm where she advised SEC-registered investment advisers on their compliance programs. Ms. Fornes’ previous experience also includes working as an examiner of broker-dealers at the Financial Industry Regulatory Authority (“FINRA”) and an as examiner of investment advisers at the North Carolina Secretary of State Securities Division.
Ms. Fornes also practiced law for several years in the areas of business, estate planning and tax planning in the Washington, D.C metro area.

Education

  • Bachelor of Arts in Political Science from the University of Delaware
  • J.D. from the University of Baltimore School of Law
  • LL.M. in Taxation from the University of Baltimore School of Law